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HIGH NET WORTH INVESTOR STATEMENT

 

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-mainstream pooled investments. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:

 

         *     I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more.                  Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals                    are used directly for income in retirement).

         *     I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net                       assets for these purposes do not include:

                (a) the property which is my primary residence or any money raised through a loan secured on that property; or

                (b) any rights of mine under a qualifying contract of insurance; or

                (c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or                        retirement and to which I am (or my dependants are), or may be, entitled; or

                (d) any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

 

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-mainstream pooled investments.

 

 

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Signature:

 

 

 

Date:

SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

 

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-mainstream pooled investments. I understand that this means:

 

        *     I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate                   to investment activity in non-mainstream pooled investments;

        *     The investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

        I am a self-certified sophisticated investor because at least one of the following applies:

        *     I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date                     below;

        *     I have made more than one investment in an unlisted company in the two years prior to the date below;

        *     I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector,

               or in the provision of finance for small and medium enterprises;

 

        *     I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least                  £1 million.

 

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me seek advice from someone who specialises in advising on non-mainstream pooled investments.

 

Print name:

 

 

Signature:

 

 

Date:

Investors that are unable to complete a Self Certification Form but would like to invest in our company can do so at their own risk but would be well advised to take investment advice from registered financial advisers before purchasing any company shares. To purchase a private investor can e mail Joy Lane & Co. or Aqua Store ltd. an e mail stating, (" I am are aware of the risk to Capital but want to purchase shares in Aqua Store Ltd." )  I want to purchase the minimum block of 10,000 shares @50p per share.   Please state your name address and age and weather you already hold shares in another company.

 

On receipt of any subscription request we will send you a stock purchase agreement and invoice to make payment by cheque

or transfer. Payments will be held for the cooling off period, after which a share certificate will be sent to you to complete the transaction / contract.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me seek advice from someone who specialises in advising on non-mainstream pooled investments.

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